jps.21521 

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phobic attractions is quantified by an attractive
contact-free-energy parameter (ehp), and is set to
values that typify native or non-native protein
Figure 2. Illustration of the qualitative and semi-
quantitative relationship between B22 and the standard
free energy of reversible oligomer formation. (A) Illus-
trative potential of mean force profiles between two
colloidal particles interacting with a combination of
screened electrostatic repulsions, solvophobic attrac-
tions, and steric hard sphere cores; different curves
correspond to increasing ionic strength. (B) Reduced
2nd osmotic virial coefficient and excess standard free
energy for dimer formation, as a function of ionic
strength at conditions slightly above or below the pI
(jZpj ¼10, solid curves) for folded (blue) and non-native
(red) model proteins; dashed curves are for pH pI
(jZpj ¼0). (C) Analogous curves to those in (B), but as
a function of net protein charge jZpj at fixed ionic
strength (low: I ¼ 10 mM (solid), high: I > ca. 300 mM
(dashed)). s ¼ 4 nm in all cases. For reference, estimates
Figure 2.
of K2,tr from hard-particle models give K2,tr 10 4 mM 1
with s ¼ 4 nm.66
JOURNAL OF PHARMACEUTICAL SCIENCES, VOL. 98, NO. 4, APRIL 2009 DOI 10.1002/jps
PREDICTING PROTEIN AGGREGATION RATES AND SHELF LIFE 1261
interactions under low or zero-charge state changes in bðFÞ can change the kinetics and
2
conditions (see also, Supporting Informa- thermodynamics of crystallization dramati-
tion).66,112 All curves in Figure 2 are for s ¼ 4 cally.124,126 128 The much stronger dependence
nm, a typical mid-range value for pharmaceutical of protein solubility on the value bðFÞ may be due to
2
proteins and polypeptides. the fact that small changes in attraction strength
Illustrative DgðaÞðrÞ profiles are shown in can dramatically alter the stability of the solid
12
Figure 2A as a function of ionic strength phase when long-range repulsions are greatly
(1:1 electrolyte) for an effective charge that is screened.111,115 Note that this and all arguments
appropriate for conditions reasonably below or based solely on isotropic or anisotropic colloidal
above the monomer pI (i.e., jZpj ¼10). interactions do not necessarily apply if one is
ðaÞ
Figure 2B shows K2 and bðaÞ for jZpj ¼10, as a considering highly specific, strong contacts
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function of ionic strength over a typical ex- between proteins that lead to essentially bind-
perimental range for a 1:1 electrolyte. ing-like interactions such as with multimeric
ðaÞ
Figure 2C shows K2 and bðaÞ as a function of folded proteins. Such cases should instead be
2
jZpj for low ( 10 mM) and high ( 300 mM or treated directly in terms of the relevant equili-
higher) ionic strength with a 1:1 electrolyte. brium constants for dimer and oligomer forma-
Changing jZpj or k 1 in the model is physically tion, and those constants should in principle be
equivalent, respectively, to changing pH or measurable with techniques such as equilibrium
ionic strength of a formulation or processing AUC. Independent of the particular model one
condition. elects to use for DgðaÞðrÞ, the relatively weak effect
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ðUÞ ðFÞ
All the results in Figure 2 are only semi- that attraction strength has for K2 versus K2
quantitative, as they are illustrated using sim- supports the pragmatic use of bðFÞ as a surrogate
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plified models for colloidal interactions. Those for bðUÞ in rationalizing aggregation-rate
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limitations notwithstanding, Figure 2 highlights data.2,93,107
a number of important features of colloidal protein The above discussion must also be placed in
interactions and their relationship to bðFÞ and context by realizing that changing colloidal
2
ðUÞ
K2 . One is that at low ionic strength the Debye interactions experimentally is most readily done
screening length is large compared to the size of a by changing solvent conditions. Such changes will
typical protein.111,124,125 As a result, an increase of almost invariably also change the thermo-
bðFÞ due to increasing protein charge corresponds dynamics and/or dynamics of other stages in
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ðUÞ
to a dramatic decrease in K2 . By contrast, bðUÞ aggregation. Therefore, in general the magnitude
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and bðFÞ shift much more gradually and so are not and/or sign of colloidal interactions should not
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ðUÞ
necessarily sensitive indicators of changes in K2 be used on its own as a means to predict or
or kobs when electrostatic repulsions dominate. By rank aggregation propensity among proteins or
contrast, charges are almost completely screened different sample conditions. At a minimum,
at high ionic strength. Therefore, changing the unfolding free energy effects must be considered
charge state of a protein has little direct effect on simultaneously.2,93,107
ðUÞ
the value of bðFÞ or K2 at high ionic strength Finally, when self-association is irreversible the
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(Fig. 2C). Instead, the largest changes in asso- quantitative relation between bðFÞ and kobs is not
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ciation free energy occur by unfolding or other always straightforward; even if one assumes the
means of altering the strength of surface attrac- rate coefficient for association ðkðUÞÞ is diffusion-
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tions (Fig. 2B and C). limited and obeys colloidal models.71 Qualita-
Independent of the ionic strength effects, tively, however, increasing bðFÞ by altering the
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ðUÞ ðFÞ
differences between K2 and K2 values at a strength and/or range of electrostatic interactions
given ionic strength are relatively small (less than is expected to correlate with decreasing kðUÞ.2,71
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